Joint Venture Agreement: Benefits, Types & Documents
On 27 Feb 2025A Joint Venture (JV) Agreement is a legally binding contract between two or more parties to collaborate on a business initiative while maintaining their separate legal identities.
An establishment in the form of trust or institutions that records and maintains a complete record of transactions of investors for the benefit or convenience of mutual funds houses or listed entities are called share transfer agents.
Investors transaction means buying of securities, selling of securities, changes in personal data, exchanges, processing of email and related information which occur frequently that need to be maintained.
According to SECURITIES AND EXCHANGE BOARD OF INDIA (REGISTRARS TO AN ISSUE AND SHARE TRANSFER AGENTS) REGULATIONS, 1993
“Registrar to an issue” means the person appointed by a body corporate or any person or group of persons to carry on the following activities on its or his or their behalf:
(a) Fixing the basis of allotment of securities in consultation with stock exchange;
(b) Finalizing list of persons entitled to allotment;
(c) Preparing and sending of allotment letters, refund orders or certificates and other related documents in respect of an issue.
“Share transfer agent” means:
As per the notification of ministry of corporate affairs, all public unlisted company has to issue securities only in dematerialized form from October 2018 onward. So every public listed and unlisted company has to mandatorily appoint Registrar & Share Transfer Agent (RTA).
SEBI will consider the application and grant the certificate in particular if the applicant
(a) Has the resources available, such as sufficient office space, equipment and manpower to carry out its activities effectively;
(b) Should have any past experience in the activities;
(c) Or any person directly or indirectly connected with him has not been granted registration by the Board under the Act;
(d) Must fulfil the capital adequacy requirement specified in the regulation;
(e) Should not be subjected to any disciplinary proceedings under the Act;
(f) And any of its director, partner or principal officer is or has at any time been convicted for any offence involving moral turpitude or has been found guilty of any economic offence.
(g) Should be a fit and proper person the criteria specified in schedule ii of securities and exchange board of India (intermediaries) Regulation, 2008]
(a) Where a registrar intends to change his status or constitution to an issue or a share transfer agent, he shall take prior approval from the Board to continue to behave as such after the change;
(b) Without regard to its obligations under any other statute, it shall enter into a legally binding agreement with the corporate body or the person or group of persons for or on whose behalf it serves as a registrar for an issue or a share transfer agent stating the allocation of duties and responsibilities between it and that corporate body or individual or group of persons, as the case may be;
(c) Pay the fees for registration, in the manner provided in these regulations
(d) Should maintain capital adequacy requirements specified in regulation at all times during the period of the initial registration or permanent registration;
(e) It shall take appropriate measures to resolve investor grievances within one month of the receipt of the complaint and shall keep the Board aware of the number, nature and other details of the complaints received and how those complaints were remedied;
(f) It shall comply with the regulations made pursuant to the Act as regards the activities carried out by it as a registrar to an issue or a share transfer agent.
(g) It shall inform the Board immediately, details of the changes that have occurred in the information submitted when seeking registration.
Different categories of AIF have different Capital Requirements:
1. Category 1 RTA shall have a minimum Net Worth of INR 50 Lakhs;
2. Category 2 RTA shall have a minimum Net Worth of INR 25 Lakhs;
Here 'Net Worth' means:
1. In case, if the applicant is a firm or association of persons or any body of individuals, the total value of capital contributed to such business by the applicants, and free reserves of any kind to their business denote net worth.
2. In the case of a corporate body, the value of free reserves and paid capital mentioned in the account books of the applicant at the time of submission of application as per sub-regulation (1) of regulation 3 counts as the total net worth.
Registrar to an Issue not to act as such for an associate.─
Registrar to an issue shall not be associated with body corporate for acting as registrar for any issue of securities of such body corporate. A person or body corporate will be deemed to be associated if:
(a) Holds directly or indirectly not less than 10 percent of the voting power of the body corporate; or,
(b) Appointed as director or promoter or any of his relative is appointed as director or promoter of the body corporate.
(1) Each registrar to an issue and share transfer agent as a corporate entity shall maintain and maintain the following accounts and documents of the eight preceding financial years, namely: -
(a) With respect to the registrar to an issue and share transfer agent being a body corporate
(i) Balance sheet and profit and loss account
(ii) Auditor's report
(iii) Capital adequacy requirements for each quarter.
(b) With respect to the registrar to an issue and share transfer agent not being a body corporate –
(i) Transaction book of all sums of money received and expended by them and the matters in respect of which the receipt and expenditure take place;
(ii) Assets and liabilities; and
(iii) Capital adequacy requirements for each quarter.
(2) Each registrar to an issue shall also maintain the following records with respect to:-
(a) Each and every application received from investors in respect of an issue;
(b) Each and every application of investors rejected and reasons therefor;
(c) The basis on which investors are allocated securities as decided in consultation with the stock exchange;
(d) Terms and Conditions of Buying Securities;
(e) List of names of the investor to whom shares allotted and non-allotted individuals;
(g) Refund notices sent to investors for applications obtained from investors in response to a question;
(h) Any other records as may be required by the Board in order to carry on the activities as registrars to an issue.
The RTA can apply in Form A for renewal of his Registration Certificate three months before the expiry of the term of the certificate. The Board (SEBI) shall treat the extension / renewal application in the same fashion as the application for a new certificate in accordance with Regulation 3. The SEBI undertakes same level of scrutiny and meticulous procedure as if it were granting a new registartion.
Call or WhatsApp us on +91-99991-39391 for free consultation from our team of experts. You can also email us on [email protected].
We share the detailed and reasonable estimated costs, documents and prerequisites for the complete process before starting the process to ensure transparency.
Our team warrants hassle free documentation. We collect the necessary documents and share the relevant drafts to ensure a timely filing and delivery.
Upon collecting the necessary documents and information, we waste no time in preparation and filing of your application. development on your application is brought to your attention.
On successful completion of the case we share all the relevant documents electronically and physically along with an assurance to pay you back if something is wrong.
The Payment Card Industry Data Security Standard (PCI DSS) is a set of security standards designed to ensure that all businesses accepting, processing, storing or transmitting credit card information maintain a safe environment.
A company which has the object of cultivating the habit of thrift & savings amongst its members, receiving deposits from, and lending to, its members only, for their mutual benefit, and which complies with such rules as are prescribed by the Central Govt.
A Non-Banking Financial Company (NBFC) is a company registered under the Companies Act, 2013 of India, the main operations of NBFC include loans and advances, acquisition of shares, stock, bonds, hire-purchase insurance or chit-fund, but they do not inclu
An authorized company that is authorized to purchased foreign exchange from non-residents visiting India & residents & to sell foreign exchange for private & business travel purposes only is Known as Full fledged money changer (FFMC).
Payment services operated under financial regulation and performed from or via mobile is known as Mobile payment wallet. Mobile payment wallet also referred to as mobile money, mobile money transfer and mobile wallet.
An asset Reconstruction Company is a Company engaged in the business of buying bad loan from bank. These are specialized financial institutions that buys the bad loan, Non Performing Assets (NPAs) from banks & financial institution so that to clean up the
The firms incorporated under the Companies Act 2013 as the public or private limited company having objective of financial activity are known as NBFC or Non-Banking Financial Companies.
An autonomous group of people belonging to the same class willingly comes together to strive to be common economic, social and cultural objectives and criteria through a business that is jointly owned and democratically controlled by such citizens.
Catch comprehensive services for Mutual Fund Registration in India with our expert guidance. Navigate SEBI regulations seamlessly, establish your AMC, and unlock investment opportunities. Start now!
Our guide to Alternative Investment Fund (AIF) registration provides an in-depth look into the world of AIFs. We cover all three categories of AIFs - Category I, II, and III, each with its unique focus and benefits. From venture capital funds to hedge fun
CorpZo guides you through Depository Participants Registration, outlining the role, benefits, and eligibility of a DP. Learn about SEBI, NSDL, and CDSL regulations with us.
A Collective Investment Scheme (CIS), is an investment scheme in which several individuals come together to pool their money to invest in a particular asset(s) with the motive to share the returns derived from the said investment in accordance with the ag
The SEBI (Alternative Investment Funds) Regulations, 2012 (“AIF Regulations”) also apply to AIFs in the IFSC. The "SEBI" published Operating Guidelines for Alternative Investment Funds in International Financial Services Centres on November 26, 2018 "
An establishment in form of trust or institutions that records and maintains a complete record of transactions of investors for the benefit or convenience of mutual funds houses or listed entities are called as share transfer agents.
Get the competitive edge in the digital payment landscape with Corpzo's expert guidance on obtaining the payment aggregator license in India. We help streamline your payment aggregation services while ensuring compliance with RBI guidelines. Unlock new op
A service providing entities which plays role of intermediate between banks and websites facilitating the communication of transaction information are known as payment gateway.
An Infrastructure Investment Trust (InvIT) is a collective investment scheme, similar to a mutual fund, that allows individual and institutional investors to invest directly in infrastructure projects in exchange for a small percentage of the income as a
NBFC revival involves reinstating operations after resolving compliance issues or meeting RBI norms. Cancellation occurs when RBI revokes the license due to non-compliance, financial instability, or inactivity. Compliance and strong governance are key to
CorpZo's services are designed to help businesses navigate the complex process of becoming a Third Party Application Provider within the UPI ecosystem. We ensure compliance with NPCI's SOPs, including adherence to market share cap regulations, and provide
This comprehensive guide provides a detailed overview of the IRDAI IMF registration process, outlining the crucial role of Insurance Marketing Firms (IMFs) in India's insurance sector. It delves into eligibility criteria, financial requirements, and opera
In other words, it is SEBI-registered Online Bond Platform Provider, serves as a facilitator for the buying and selling of bonds. Acting as intermediaries, these platforms furnish investors with a variety of bond investment options and enable seamless bon
Bespoke advisory focused on mission critical legal, financial and business aspects.
At Corpzo, our clients’ success stories speak volumes. Discover how businesses across various industries have leveraged our expertise to achieve their goals. Read firsthand accounts of our commitment to excellence and the impact we've made in supporting their growth and compliance needs.
Working with Corpzo for our Alternative Investment Fund registration was a remarkable experience. Their deep understanding of regulatory requirements and meticulous attention to detail ensured a smooth and efficient process. The team was always available to address our queries and provided invaluable support at every step. With Corpzo's expertise, we successfully registered our AIF without any hurdles. Highly recommended for anyone navigating the complexities of AIF registration!
At Corpzo, we are dedicated to empowering our clients with valuable knowledge and insights. Our team of experts regularly shares in-depth articles, comprehensive guides, and industry updates on Knowledge Varsity. Whether you're looking for the latest trends in alternative investment funds or need expert advice on navigating the complexities of drug licensing, our resources are designed to keep you informed and ahead of the curve. We believe that informed clients make better decisions, and our goal is to provide you with the expertise you need to succeed.
Explore CorpZo Insights© 2025 Ultiwise Ventures Private Limited.
From Mumbai Recently Purchased @Partnership Firm Registration